Stockbroker Resume Example With Content Sample

Stockbrokers refer to the license agents representing individuals or organizations in stock financial transactions. They are also referred to as financial consultants or investment consultants. These professionals are experts and knowledgeable regarding handling financial transactions. They are good with numbers, give attention to details, and possess excellent relational skills. Through their expertise, the financial portfolios of the clients are increased. Buying stocks is among the most basic responsibilities of Stockbrokers on behalf of their clients. Depending on the account type that their clients have, they do it in different ways. For example, in the discretionary accounts, they buy stocks for clients according to several prearranged guidelines. Selling stocks is another responsibility of stockbrokers on behalf of their clients. They also give advice to the clients about which stocks they should add to the financial portfolio.

Stockholders look for prospective clients while building and nurturing the customer base. They do this by calling prospects, hosting TV and radio shows, writing content in magazines and newspapers, and attending business and social events. They also receive a new set of clients through referrals from other people and organizations. Create your Stockbroker Resume by clicking on ''Use this Resume'' button.

How To Effectively Write A Stockbroker Resume?

Have you updated your resume lately? Are you planning to apply for a Stockbroker position? Do you want an effective and engaging Stockbroker resume? No matter your goal, the tips will help you write a resume that will make you part of the interviews.

Write a great summary for Stockbroker resume 
Make sure that your summary statement displays your abilities as well as excellent time management skills. A great summary statement combines interactive people skills and technical abilities. Do not forget to lead the summary with your strongest attributes. You need to show the hiring managers that you are a strong professional and can be an asset to the company.

Showcase the most relevant skills as Stockbroker in your resume 
Your skills need to be in line with the requirements of the company. You need to showcase that you are familiar with the latest and popular stock trading platforms and strategies. The skills section should focus on the language that the organization wants to see. 

Mention your accomplishments rather than the roles and responsibilities that match the Stockbroker job position 
Mind that your resume serves as a representation not just of your skills and qualifications, but also of your accomplishments. By including your accomplishments related to the position, it would be easier for you to impress the hiring managers. Make sure to use professional words. 


Prospect new potential clients with specific questions such as investment experience, a total portfolio worth, asset allocation, and specific dollar allocation in particular investment vehicles such as equities, fixed income products, and mutual funds. Experienced stockbroker in the market for challenging opportunities with a reputable brokering company. Ready to take knowledge and skill to help maximize revenue through stock dealings other financial ventures.

Professional Experience

Cooper Investments
Feb, 2017 Present
Stock broker
  •  Promoted and sold stock brokering services and products to new and existing clients.
  • Monitored ACATS statements.
  • Provided clients and management with updated and relevant information regarding stock market analytics for sound decision making.
  • Managed client and company portfolios specializing in HNI customers.
  • Verified and monitored stock certificate.
Clarkston & Everest Finances
Feb, 2013 Jun, 2016
Stock broker
  •  Assisted customers in making profitable and safe investments.
  • Researched market to identify current and potential trends establishing risk mitigation and profit margin.
  • Generated leads through various media channels.
  • Managed customer portfolios and recorded all transactions.
  • Verified authenticity of all documents submitted by customers.
  • Educated customers about trades risk and suitable investment prospects.


favourite quote

Remember that the happiest people are not those getting more, but those giving more.

~H. Jackson Brown, Jr.


Marketed equity investment products and services
  •  Obtained NASD Series 7 and 63 licenses.
  • Conducted Fed, Margin and Options sellouts.
  • Monitored trades, order executions, P&L, and M&A activities.
  • Developed training and marketing materials for brokers.
Passed the Series 7 the first time
  •  Increased company revenue 20% through new account acquisition (05/06-05/07 = $1.2m) (05/06-05/07 = $1.5m).
  • Finished at 135% of annual sales quota for 2007.
  • Ranked #2 out of 15 top producing stockbrokers for 2007.
  • Received WOW award for consistent acquisition of personal & corporate accounts.
  • Promoted from Sales Representative to Director of Account Service Department to Financial Advisor.

Key Skills

Excellent Verbal Communication
Maths Knowledge
Knowledge of Accounting
Ability to use an initiative
Analytical Thinking
Customer Service




Master's in Finance
Baptist School of Finance
Nov 2008 - Oct 2010


IFMC Institute
Certification in Stock Market
May 2016
Certified Stock Broker
Aug 2016


  • Outdoor Sports
  • Swimming
  • Comics
  • Reading
  • Boating
  • Computers

Social Media

In 3 years

Over the next 3 years I want to utilize my skills as an experienced Stock Broker while helping the company excel and meet. Want to see myself on a position of stockbroker & I will employ my skill and knowledge to make business policy to accomplish business targets on long-term goals.

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